4. Has Ms. Bartel, NCT, or any affiliate, officer, partner, or owner of more than 10% of NCT, or any person acting in that capacity whether or not formally appointed, been found criminally liable for a violation of Section 17000 et seq., of the California Business and Professions Code or for any actions that involved misrepresentations to consumers? If so, please identify and describe all such violations. Is there currently any investigation for such violations? If so, please describe the investigation(s).