VERIFICATION AND AUDIT PROCESS

INTRODUCTION 3-2

I. INITIAL CERTIFICATION 3-3

II. PERIODIC RE-CERTIFICATION 3-6

III. NOTICE OF SIGNIFICANT CHANGES 3-8

IV. INITIAL AUDIT PROGRAM 3-9

V. RANDOM AUDIT PROGRAM 3-10

VI. TRIGGERED AUDITS 3-11

VII. EXAMPLE INITIAL CERTIFICATION REPORT 3-12