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STATE OF CALIFORNIA GRAY DAVIS, Governor
PUBLIC UTILITIES COMMISSION
505 VAN NESS AVENUE
SAN FRANCISCO, CA 94102-3298
June 27, 2003
TO: PARTIES OF RECORD IN INVESTIGATION 02-02-005
This proceeding was filed on February 7, 2002, and is assigned to Commissioner Geoffrey Brown and Administrative Law Judge (ALJ) Janice Grau. This is the decision of the Presiding Officer, ALJ Grau.
Any party to this adjudicatory proceeding may file and serve an Appeal of the Presiding Officer's Decision within 30 days of the date of issuance (i.e., the date of mailing) of this decision. In addition, any Commissioner may request review of the Presiding Officer's Decision by filing and serving a Request for Review within 30 days of the date of issuance.
Appeals and Requests for Review must set forth specifically the grounds on which the appellant or requestor believes the Presiding Officer's Decision to be unlawful or erroneous. The purpose of an Appeal or Request for Review is to alert the Commission to a potential error, so that the error may be corrected expeditiously by the Commission. Vague assertions as to the record or the law, without citation, may be accorded little weight.
Appeals and Requests for Review must be served on all parties and accompanied by a certificate of service. Any party may file and serve a Response to an Appeal or Request for Review no later than 15 days after the date the Appeal or Request for Review was filed. In cases of multiple Appeals or Requests for Review, the Response may be to all such filings and may be filed 15 days after the last such Appeal or Request for Review was filed. Replies to Responses are not permitted. (See, generally, Rule 8.2 of the Commission's Rules of Practice and Procedure.)
If no Appeal or Request for Review is filed within 30 days of the date of issuance of the Presiding Officer's Decision, the decision shall become the decision of the Commission. In this event, the Commission will designate a decision number and advise the parties by letter that the Presiding Officer's Decision has become the Commission's decision.
STEVEN KOTZ for
Angela K. Minkin, Chief
Administrative Law Judge
ANG:tcg
Attachment
ALJ/JLG-POD/tcg
PRESIDING OFFICER'S DECISION (Mailed 6/27/2003)
BEFORE THE PUBLIC UTILITIES COMMISSION OF THE STATE OF CALIFORNIA
Investigation on the Commission's own motion into the operations, practices and conduct of Starving Students, Inc. (Cal T-116,476), and Ethan Margalith, Respondents. |
Investigation 02-02-005 (Filed February 7, 2002) |
Edward W. O'Neill and Jeffrey P. Gray, Attorneys at Law, for Starving Students, Inc. and Ethan Margalith, respondents.
Travis T. Foss, Attorney at Law, for Consumer Protection and Safety Division.
OPINION IMPOSING SANCTIONS FOR VIOLATIONS OF PUBLIC
UTILITIES CODE AND COMMISSION REGULATIONS
TABLE OF CONTENTS
OPINION IMPOSING SANCTIONS FOR VIOLATIONS OF
PUBLIC UTILITIES CODE AND COMMISSION REGULATIONS 2
Summary 2
Background 4
Procedural Background 4
Factual Background 5
Allegations 6
Consumer Violations (Phase II) 6
Consumer Declarations 7
The Consumer Declarations Support CPSD's Allegations 9
Failure to Explain Valuation Options is Beyond the Scope of this OII 12
Starving Students Failed to Follow Standards Re Capable
Employees in Violation of Commission Rules and Regulations 13
Starving Students Violated Commission Rules Re Loss and
Damage Claims 15
Starving Students Misrepresented Its Services in Violation of Commission Rules 16
Starving Students Violated Commission Rules Re Estimates 18
Starving Students Failed to Provide Required Information in
Violation of Commission Rules 19
Underpayment of License Fees (Phase I) 20
Parties' Contentions 20
Calculation of Operating Revenues 22
Exclusions from Gross Operating Revenues are Limited 24
Interstate and Unregulated Revenues Properly are Excluded
from Gross Operating Revenues 26
CPSD Did Not Prove Starving Students Intentionally
Underreported Gross Operating Revenues 28
Failure to Maintain Proof of Insurance (Phase II) 29
Remedies and Fines 30
Starving Students Shall Pay the Proper License Fees and Penalties 32
Starving Students Shall be Suspended for One Hundred and Eighty
Days and That Suspension Shall be Stayed Subject to Compliance
with this Decision 35
TABLE OF CONTENTS
(Continued)
Title Page
Starving Students Shall be Fined for Violations of Commission
Rules and Regulations 36
Severity of the Offense 37
Conduct of the Utility 37
Totality of the Circumstances and Financial Resources of
the Utility 38
Precedent 39
Starving Students Shall be Subject to Performance Guarantees 40
Starving Students Shall Comply With Applicable Regulations or
the Stay of Its Suspension Automatically Will Be Lifted 43
Assignment of Proceeding 44
Findings of Fact 45
Conclusions of Law 47
ORDER 49
OPINION IMPOSING SANCTIONS FOR VIOLATIONS OF PUBLIC
UTILITIES CODE AND COMMISSION REGULATIONS
We find that Starving Students, Inc. (Starving Students) violated our rules and regulations in performing intrastate moves, in paying required regulatory fees, and in maintaining proof of insurance on file with the Commission. We fine Starving Students $20,903 in additional license fees, taxes, and penalties for 1998, 1999, and 2000, for underpaying required license fees. We fine Starving Students $284,000 for consumer violations and operating during periods of suspension, payable in five installments of $56,800. We reduce that fine to $206,000, or five installments of $41,200, if Starving Students makes restitution to all customers identified in the 58 declarations, the 150 shipping documents, the 19 Consumer Protection and Safety Division (CPSD) 1 complaints, and the Better Business Bureau (BBB) complaints. We suspend Starving Students' operating authority for 180 days and stay that suspension subject to certain conditions. We place Starving Students on probation for three years.
Starving Students had customer service problems in 1999 and 2000 but has attempted to resolve those problems. Those customer service problems recurred after an earlier enforcement action and required our staff to devote scarce resources to a second investigation of Starving Students' operations and specific violations of our rules and regulations. Starving Students is reluctant to equate these customer service problems with regulatory noncompliance. Instead, Starving Students views these problems as failures to adhere to its own standards. Our finding that Starving Students violated our rules and regulations leads to the conclusion that Starving Students' customer service standards are lower than those mandated by our rules and regulations. Recidivism, in this instance, appears to stem from a company culture that tolerates a failure to comply with regulatory mandates. At the same time, Starving Students has grown from its California base to having operations in many states and is therefore providing a type of service that customers seek. Starving Students currently faces financial uncertainty, as its attempts to return to profitability after several years of losses have been elusive. A major objective in adopting a remedy for Starving Students' violation of our rules and regulations is to ensure that no investigation of Starving Students' operations is necessary in the future and that any failure to adhere to our rules and regulations will result in immediate relief for customers.
In order to prevent future recidivism and establish automatic relief, we adopt performance guarantees for activities alleged and settled in 1993 and fined in this investigation. Starving Students shall pay a $100 credit to total shipment charges as set forth herein for each instance of:
1 CPSD was formerly the Consumer Services Division.1. Misrepresenting to customers that a move can be scheduled on a day when there are insufficient trucks to complete those moves;
2. Sending personnel untrained and/or inexperienced in the movement of used household goods on a move;
3. Failing to acknowledge receipt of a claim for loss or damage in writing within 30 days;
4. Failing to either pay a loss and damage claim, decline to pay, or make a firm compromise offer to the claimant within 60 days; and
5. Denying loss and damage claims solely because the customer did not note the damages at the time of delivery.